问题 单项选择题

根据美国的《道德准则和专业责任》中关于“保密”的具体准则,下列各项中,( )属于CFP执业者泄露客户的私密的行为。

A.针对CFP执业者不当作为的指控进行辩护

B.在CFP执业者和客户之间发生民事纠纷,需要披露时

C.按照法律要求或者司法程序要求提供时

D.与朋友讨论客户的资金情况

答案

参考答案:D

解析: 除ABC三项外,还包括在CFP执业者和客户之间发生民事纠纷需要披露。

阅读理解

阅读理解。

     A friend of mine named Paul received an expensive car from his brother as a Christmas present. On

Christmas Eve when Paul came out of his office. a street urchin (顽童) was walking around the shining

car. "Is this your car,Paul?" he asked.

     Paul answered,"Yes,my brother gave it to me for Christmas." The boy was surprised."You mean your

brother gave it to you and it didn't cost you anything. Boy,I wish…" he hesitated.

     Of course Paul knew what he was going to wish for. He was going to wish he had a brother like that.

But what the boy said surprised Paul greatly.

     "I wish," the boy went on."that I could be a brother like that." Paul looked at the boy in surprise,then

he said again, "Would you like to take a ride in my car?"

     "Oh yes, I'd love that."

      After a short ride, the boy turned and with his eyes shining,said. "Paul,would you mind driving in

front of my house?"

     Paul smiled a little. He thought he knew what the boy wanted. He wanted to show his neighbors that

he could ride home in a big car. But Paul was wrong again. "Will you stop where those two steps are?"

the boy asked.

     He ran up to the steps. Then in a short while Paul heard him coming back,but he was not coming fast.

He was carrying his little. crippled (残疾) brother. He sat him down on the step and pointed to the car.

     "There he is,Buddy, just like I told you upstairs. His brother gave it to him for Christmas and it didn't

cost him a cent. And some day I'm going to give you one just like it… Then you can see for yourself all

the nice things in the Christmas window that I've been trying to tell you about."

     Paul got out and lifted the boy to the front seat of his cat. The shining-eyed elder brother climbed in

beside him and three of them began an unforgettable holiday ride.

1. The street urchin was very surprised when _______.

A. Paul received an expensive car

B. Paul told him about the car

C. he saw the shining car

D. he was walking around the car

2. From the story we can see the urchin ______.

A. wished to give his brother a car

B. wanted Paul's brother to give him a car

C. wished he could have a brother like Paul's brother

D. wished Paul could be a brother like that

3. The urchin asked Paul to stop his car in front of his house ______.

A. to show his neighbors the big car

B. to show he had a rich friend

C. to let his brother ride in the car

D. to tell his brother about his wish

4.We can infer from the story that ________

A. Paul couldn't understand the urchin

B. the urchin had a deep love for his brother

C. the urchin wished to have a rich brother

D. the urchin's wish came true in the end

5. The best title of the story is _______.

A. A Christmas Present

B. A Street Urchin

C. A Brother like That

D. A Unforgettable Holiday Ride

单项选择题