问题 单项选择题

When an analyst makes an investment recommendation, which of the following statements must be disclosed to clients()

A. The firm is a market maker in the stock of the recommended company.

B. An employee of the firm holds a directorship with the recommended company.

C. All of these statements must be disclosed to clients.

答案

参考答案:C

解析:

All of these items are explicitly listed in the discussion of Standard Ⅵ (A) , Disclosure of Conflicts.

单项选择题
问答题 简答题