问题
单项选择题
When an analyst makes an investment recommendation, which of the following statements must be disclosed to clients()
A. The firm is a market maker in the stock of the recommended company.
B. An employee of the firm holds a directorship with the recommended company.
C. All of these statements must be disclosed to clients.
答案
参考答案:C
解析:
All of these items are explicitly listed in the discussion of Standard Ⅵ (A) , Disclosure of Conflicts.