问题 多项选择题

受托投资管理业务的管理风险有( )。

A.与客户签订受托投资管理协议不规范、约定不明,操作人员违反协议约定买卖证券或划转资金

B.对市场变化把握不准,投资决策或操作失误

C.操作人员在经营中进行不必要的证券买卖损害委托人的利益

D.与客户发生纠纷

答案

参考答案:A,C,D

解析: 受托投资管理业务的管理风险是指证券公司在受托投资管理业务中由于管理不善、违规操作而导致受托资产损失、违约或与客户发生纠纷等。对市场变化把握不准,投资决策或操作失误,属于经营风险的范畴。本题的最佳答案是ACD选项。

单项选择题
阅读理解

Looking back on China's road to outer space, people can easily find it has not been very smooth.In the past years, Chinese people have made hard and determined efforts to realize the dream their ancestors had for thousands of years.

After China's first satellite into the Earth's orbit in 1970 came four flights of unmanned Shenzhou spaceflight from 1999 to 2002.The country carried out its first one-piloted spaceflight in October.2003, making China the third country in the world to have independent human spaceflight ability after the Soviet Union and the United States.Then came another breakthrough on October 12, 2005.when Shenzhou 6, China's second human spaceflight, was launched, with a crew of two astronauts.What's more, the landmark (里程碑 )spacewalk done by Zhai Zhigang, one of the three boarding Shenzhou 7, launched on Sept.25, 2008, leads the country further in its space exploration.

Meanwhile, China's moon exploration project, started in 2004, has also been progressing satisfactorily. Fifty years after the Soviet Union launched Sputnik, the world's first man-made satellite, China's first circumlunar(绕月的 )satellite Chang’e 1 took off on Oct.24, 2007, which became the third landmark in China's space achievements after the above-mentioned manned flights.Change 1 was expected to fulfill four scientific goals, one of which was to explore mineral elements on the moon, especially those not existent on the Earth. It's said that the lunar regolith (月壤 ) is abundant in helium-3, a clean fuel that may support the Earth's energy demands for more than a century.Nearly 3 years later, Oct.1, 2010 witnessed the launching of Chang'e 2, China's 2nd unmanned lunar probe, marking another step forward in moon exploration.This time the aim is to test the key techniques of Chang'e 3 and Chang'e 4, as a preparation for a soft lunar landing in the future.

With great expectations, people all over the world are looking forward to China's greater space achievements.

小题1:According to the text, which of the following is TRUE?

A.China sent its first satellite into the Moon's orbit in 1970.

B.China is the third country in Asia to make human spaceflight.

C.By now, 5 astronauts have made successful spaceflight by Shenzhou spaceship.

D.The launching of Chang'e 1 became the third landmark in China's space achievements.小题2:Paragraph 2 mainly deals with the information about China's_  __.

A.landmark spacewalk

B.manned Shenzhou spaceflight

C.first circumlunar satellite

D.unmanned Shenzhou spaceflight小题3:We can infer from the text that____.

A.China's road to outer space has been very smooth for a long time

B.the lunar regolith is believed to be poor in a clean fuel called helium-3

C.China's scientists are researching into techniques for soft lunar landing

D.China's lunar exploration project was started in 2004 and completed in 2007小题4:What can be the best title for the text?

A.Ancient Chinese's Dream

B.The World's Great Expectations

C.China's Moon Exploration

D.China s Major Space Achievements小题5:The author's attitude towards China's space exploration is_  __.

A.negative

B.positive

C.discouraged

D.uninterested