问题 单项选择题

A CFA charterholder runs a small investment management firm. The firm subscribes to a service from a large investment research firm that provides research reports that can be repackaged as in-house research by smaller firms. The investment management firm distributes these reports to clients with specific references as to their source and author. According to the Standards of Practice Handbook, has the charterholder violated the Standard related to misrepresentation()

A. No.

B. Yes, because she distributed plagiarized material.

C. Yes, because she misrepresented her firm’s services.

答案

参考答案:A

解析:

[分析]: 根据执业操守标准Ⅰ (C)(不当表述)的规定,在使用第三方的研究报告时,只要会员在研究报告中注明资料来源和原始作者,就不违反执业操守标准。 [考点] 专业领域

单项选择题
多项选择题