问题
单项选择题
Richard Pantoja is enrolled as a candidate in the CFA examination program. He works as an assistant for Warren Investment (WI). Pantoja sees WI’s purchase list and purchases several of the recommended stocks. Pantoja least likely violates the CFA Institute Standard relating to:()
A. loyalty to employer.
B. priority of transactions.
C. diligence and reasonable care.
答案
参考答案：C
解析：
[分析]： 由题干可知，Pantoja所进行的股票交易是为自己进行交易，而不是为客户进行交易或基于客户的指令完成交易，因而其行为最不可能违反执业操守标准中有关对雇主的义务(忠诚，谨慎，关注)的条款。 [考点] 对客户的义务