问题 单项选择题

Darcy Grafton, CFA, purchases a large block of stock on behalf of specific accounts she managed. The stock realized a significant gain in value before the close of business; so Grafton reviewed her accounts again to determine where the block shares should be allocated. According to the Standards of Practice Handbook, Grafton’s most appropriate action is to allocate the shares to:()

A.all accounts equally.

B.all accounts for which she has discretionary authority.

C.only those accounts for which the block shares were originally intended.

答案

参考答案:C

解析:

[分析]: 根据执业操守标准Ⅲ (B)(公平交易)的规定,会员有义务公平地对待所有客户。因此,Grafton应当按照其最先的计划分配股票,而不应当根据股票的盈利性重新进行分配。 [考点] 对客户的义务

选择题
单项选择题