问题 多项选择题

期货公司及其营业部有下列()行为之一的,根据《期货交易管理条例》第70条处罚。

A.按照规定将客户保证金与期货公司的自有资产相互独立、分别管理

B.未按照规定缴存结算担保金、结算准备金,或者未维持最低数额的结算准备金等专用资金

C.对股东、实际控制人及其关联人的期货交易降低风险管理要求,侵害其他客户合法权益

D.以合资、合作,联营方式设立营业部,或者将营业部承包、出租给他人,或者违反营业部集中统一管理规定

答案

参考答案:B, C, D

解析:根据《期货公司管理办法》第94条的规定,期货公司及其营业部有下列行为之一的,根据《期货交易管理条例》第70条处罚:(1)未按照规定将客户保证金与期货公司的自有资产相互独立、分别管理;(2)未按照规定缴存结算担保金、结算准备金,或者未维持最低数额的结算准备金等专用资金;(3)对股东、实际控制人及其关联人的期货交易降低风险管理要求,侵害其他客户合法权益;(4)以合资、合作、联营方式设立营业部,或者将营业部承包、出租给他人,或者违反营业部集中统一管理规定;(5)在期货保证金账户和期货交易所专用结算账户之外存放客户保证金;(6)向期货保证金安全存管监控机构报送的信息存在虚假、误导或者重大遗漏;(7)占用客户保证金;(8)违反中国证监会有关结算业务管理规定,利用结算业务关系损害其他期货公司及其客户合法权益;(9)违反规定委托中间介绍业务,损害客户合法权益;(10)违反中国证监会有关风险监管指标规定;(11)拒不配合、阻碍或者破坏中国证监会及其派出机构监督管理;(12)违反有关期货投资者保障基金管理规定;(13)违反有价证券充抵保证金的有关规定。因此,本题的正确答案为BCD。

单项选择题

Education is one of the key words of our time. A man, without an education, many of us believe, is an unfortunate victim of unfortunate circumstances deprived of one of the greatest twentieth-century opportunities. Convinced of the importance of education, modern states "invest" in institutions of learning to get back "interest" in the form of a large group of enlightened young men and women who are potential leaders. Education, with its cycles of instruction so carefully worked out, is punctuated by textbooks--those purchasable wells of wisdom what would civilization be like without its benefits

So much is certain: that we would have doctors and preachers, lawyers and defendants, marriages and births; but our spiritual outlook would be different. We would lay less stress on "facts and figures" and more on a good memory, on applied psychology, and on the capacity of a man to get along with his fellow-citizens. If our educational system were fashioned after its bookless past we would have the most democratic form of "college" imaginable. Among the people whom we like to call savages all knowledge inherited by tradition is shared by all; it is taught to every member of the tribe so that in this respect everybody is equally equipped for life.

It is the ideal condition of the "equal start" which only our most progressive forms of modern education try to reach again. In primitive cultures the obligation to seek and to receive the traditional instruction is binding on all. There are no "illiterates"--if the term can be applied to peoples without a script--while our own compulsory school attendance became law in Germany in 1642, in France in 1806, and in England in 1976, and is still non-existent in a number of "civilized" nations. This shows how long it was before we considered it necessary to make sure that all our children could share in the knowledge accumulated by the "happy few" during the past centuries. Education in the wilderness is not a matter of monetary means. All are entitled to an equal start. There is none of the hurry that, in our society, often hampers the fui1 development of a growing personality. There, a child grows up under the ever-present attention of his parents; therefore the jungles and the savages know of no "juvenile delinquency". No necessity of making a living away from home results in neglect of children, and no father is confronted with his inability to ’"buy" an education for his child.

It can be inferred from the text that()

A. some families now can hardly afford to send their children to school

B. everyone today has an equal opportunity in education

C. every country invests heavily in education

D. we are not very certain whether preachers are necessary or not

问答题