问题 多项选择题

研究业务控制主要内容包括______。

A.研究工作应保持独立、客观

B.建立严密的研究工作业务流程,形成科学、有效的研究方法

C.建立研究与投资的业务交流制度,保持通畅的交流渠道

D.建立研究报告质量评价体系

答案

参考答案:A,B,C,D

解析: 本题考核的是研究业务控制的主要内容。包括:①研究工作应保持独立、客观;②建立严密的研究工作业务流程,形成科学、有效的研究方法;③建立投资对象备选库制度,根据基金合同要求,在充分研究的基础上建立和维护备选库;④建立研究与投资的业务交流制度,保持通畅的交流渠道;⑤建立研究报告质量评价体系。

填空题

When I was growing up, I was embarrassed to be seen with my father. He (1) severely crippled and very short, and when we would walk together, his hand on my arm (2) balance, people would stare. I would inwardly be afraid (3) squirm at the unwanted attention. If he ever noticed or was bothered, he never let (4) .
It was difficult to coordinate (5) steps - his halting, mine impatient - and because of that, we didn’t say much as we went along. But as we started out, he always said, "You (6) the pace. I will try to adjust to you. "
Our usual walk was to or (7) the subway, which was how he got to (8) . He went to work sick, and (9) nasty weather. He almost never missed a day, and would (10) it to the office even if (11) could not: a matter of pride!
He never talked about himself as an object of pity, (12) did he show any envy of the more fortunate or able. What he looked for in others was a "good heart", and if he found one, the owner was good enough for him.
Now that I am older, I believe that is a proper standard (13) which to judge people, even though I still don’t know precisely (14) a "good heart" is. But I know the times I don’t have one myself.
He has (15) gone many years now, but I think (16) him often. I wonder if he sensed my reluctance to be seen with him during our (17) . If he did, I am (18) I never told him how sorry I was, how unworthy I was, how I regretted it. I think of him when I complain about trifles, when I am (19) of another’s good fortune, when I don’t have a "good heart".
At such times I put my hand on his arm to regain my (20) , and say, "You set the pace, I will try to adjust to you.\

单项选择题 A1型题