问题
单项选择题
Which of the following statements regarding allocating trades is TRUE.9 It is permissible under the Standards to allocate trades:()
A. on a pro-rata basis over all suitable accounts.
B. based upon compensation arrangements.
C. based upon client relationships with the firm.
答案
参考答案：A
解析：
It is permissible to allocate trades on a pro-rata basis over all suitable accounts. It is not permissible to base allocations upon compensation arrangements or client relationships. Any method is not necessarily suitable, and disclosure does not absolve the member from ensuring that the allocation is necessarily fair.