Neil Barton, CFA, and Nancy Roberts, CFA, began a joint research report on Stamp Corporation. Nancy spent several days visiting Stamp’s corporate headquarters and meeting with all company officers. Prior to the completion of the report, Nancy was reassigned to another project. Nell utilized his and Nancy’s research to write the report. According to the CFA Institute Standards of practice Handbook, did Nell violate any CFA Institute Standards of Professional Conduct()
A. No.
B. Yes, with respect to misrepresentation.
C. Yes, with respect to independence and objectivity.
参考答案:A
解析:
Members are in compliance with CFA Institute’s Standards ff they rely on the research of another party who exercised diligence and thoroughness.