Doroth Kelly, a investment advisor, enrolled to take the Level m CFA examination in 2004; however, he did not take the exam. When her employer asked her about her status in the CFA program, Kelly advised her employer that she was confident that she passed Level Ⅲ and would become the CFA charter holder soon. Did Kelly violate the CFA Institute’s Standards of Professional Conduct relating to professional misconduct and duty to employer, respectively Professional misconduct duty to employer()
A. No No
B. No Yes
C. Yes No
参考答案：C
解析：
Members shall not engage in any professional conduct involving dishonesty, fraud, deceit, or misrepresentation or commit any act that reflects adversely on their honesty, trustworthiness, or professional competence. Duty to employer: Members shall not undertake any independent practice that could, result in compensation or other benefit in competition with their employer unless they obtain written consent from both their employer and the persons or entities for whom they undertake independent practice.