中 * * 党是中国工人阶级的先锋队,同时是(),是中国特色社会主义事业的领导核心。
参考答案:中国人民和中 * * 的先锋队
接到报告的中国人民银行各分行、营业管理部、省会(首府)城市中心支行,应当在事件发生()小时内报告人民银行总行计算机安全主管部门
A.1小时
B.6小时
C.12小时
D.24小时
Shawn Crane, CFA, is the Chief Information Officer (CIO) for Blind Trust (BT). Dunder recently assigned one of his portfolio managers, Doug Spader, to manage several accounts that primarily invest in thinly traded micro-cap stocks. Crane soon notices that Spader places many stock trades for these accounts on the last day of the month, towards the market’s close. Crane finds this trading activity unusual and speaks to Spader, who explains that the trading activity was completed at the client’s request. Crane does not investigate further. Six months later regulatory authorities sanction BT for manipulating micro-cap stock prices at month-end in order to boost account values. According to the Standards of Practice Handbook, did Crane violate any CFA Institute Standards of Professional Conduct()
A. No.
B. Yes, because he failed to reasonably supervise Spader.
C. Yes, because he did not report his findings to regulatory authorities.