问题 单项选择题

证券经纪人从事的活动不包括()。

A.客户账户开户及客户资金存管

B.向客户传递由证券公司统一提供的证券类金融产品宣传推介材料及有关信息

C.向客户介绍证券投资的基本知识及开户、交易、资金存取等业务流程

D.向客户传递由证券公司统一提供的研究报告及与证券投资有关的信息

答案

参考答案:A

解析:证券经纪人在执业过程中,可以根据证券公司的授权,从事下列部分或者全部活动:(1)向客户介绍证券公司和证券市场的基本情况。(2)向客户介绍证券投资的基本知识及开户、交易、资金存取等业务流程。(3)向客户介绍与证券交易有关的法律、行政法规、证监会规定、自律规则和证券公司的有关规定。(4)向客户传递由证券公司统一提供的研究报告及与证券投资有关的信息。(5)向客户传递由证券公司统一提供的证券类金融产品宣传推介材料及有关信息。(6)法律、行政法规和证监会规定证券经纪人可以从事的其他活动。

阅读理解

阅读理解。

     Mark began to introduce the guest speaker to the listeners, but then stopped for a while. He had

forgotten her name.

     Barbara hid her valuable things when she went on vacation. When she came back, she couldn't

remember where she'd put them.

     Perhaps you've had such experiences like these. Most people have. But most of them haven't

realized that they have a memory problem. Neither do they know a simple but important fact: Memory

can be improved. If you'll just accept that, the following will show you how.

     First, relax. If you are over worried about something, you'll forget it. If you keep telling yourself that

your memory is bad, your mind will come to believe it and you won't remember things. When you forget

something, don't follow up with saying like "Oh, my god! I always forget things!" Such words will have a

bad result on you and your memory.

     But relaxing isn't enough. To improve your memory, you'll need to take an active role. Like your

body, your memory can be made strong through exercise. Look for opportunities to exercise your

memory. For example, if you're learning a language, try to actively remember a lot of new words.

     If you don't take notice of things actively, you won't remember them. So, you can make pictures of

what you see in your mind every day. For example, don't just put your keys down! If you want to find

them again, make a mind picture of the place where you're putting them.

1.   The first two paragraphs just tell us             .

A. Barbara was a very rich person.        

B. examples of memory problems

C. Mark often forgot his friends' names    

D. language problems of two persons

2.When you forget things, you _______.

A. must be too careless                        

B. shouldn't take notice of the result

C. must accept the fact                        

D. shouldn't lose heart about your memory

3.The word "opportunities" in the fifth paragraph means "_______."

A. places            

B. doctors.              

C. chances            

D. positions

4. According to the passage, _____ can make your memory better.

A. realizing your memory problems      

B. talking to your friends

C. doing sports every day                      

D. making mind pictures of what you see

5.The purpose of the passage is to help you ______.

A. to introduce the guest                        

B. to improve your memory

C. to remember new words                

D. to forget unhappy things

判断题