各营业经理每月需对柜面重要空白凭证进行盘库至少()
A、1次
B、2次
C、3次
D、无限制
参考答案:B
Peggy Green, CFA, is a research analyst following Brown Co. All the information she has gathered suggests the stock should be rated a weak "hold" . During a recent lunch, Green overheard another analyst say that the stock should be rated a "buy". Green returns to her office and issues a "buy" recommendation. Green:()
A. violated CFA Institute Standards of Professional Conduct because she did not seek approval of the change from her firm’s compliance director.
B. has violated CFA Institute Standards of Professional of Conduct because she did not have a reasonable and adequate basis for making this recommendation.
C. is in full compliance with CFA Institute Standards of Professional Conduct.
人际关系的基本原则包括()
A、平等交互原则
B、功利原则
C、自我价值保护原则
D、情景控制原则