问题 多项选择题

下列关于首席风险官的说法,正确的是()。

A.期货公司应当设首席风险官

B.首席风险官发现涉嫌占用、挪用客户保证金等违法违规行为或者可能发生风险的,应当立即向证券交易所和公司股东会报告

C.期货公司拟解聘首席风险官的,应当有正当理由并向中国证监会派出机构报告

D.首席风险官不履行职责的,期货交易所有权责令更换

答案

参考答案:A, C

解析:《期货公司管理办法》第四十三条规定,期货公司应当设首席风险官,对期货公司经营管理行为的合法合规性、风险管理进行监督、检查。首席风险官发现涉嫌占用、挪用客户保证金等违法违规行为或者可能发生风险的,应当立即向中国证监会派出机构和公司董事会报告。期货公司拟解聘首席风险官的,应当有正当理由并向中国证监会派出机构报告。首席风险官不履行职责的,中国证监会及其派出机构有权责令更换。

阅读理解

阅读理解。

      A blind boy sat on the steps of a building with a bosh by his feet. He held up a sign which read, "I am

blind, please help." There were only a few coins in the box. The boy felt sad.

      A man walked by. He took a few coins from his pocket and dropped them into the box. Then he took

the sign, turned it around and wrote some words. He put the sign back so that everyone who walked by

would see the new words.

      Soon the box was full. A lot more people were giving money to the blind boy.

      That afternoon the man who had changed the sign came to see how things were. The boy recognized

his footsteps (听出他的脚步声) and asked, "were you the one who changed my sign this morning? What

did you write?"

      That man said, "I only wrote the truth. I said what you said but in a different way." What he had written

was, "today is a beautiful day and I can not see it."

       Do you think the first sign and the second sign were saying the same thing? Of course both signs told

people they were so lucky that they were not blind.

       Great men say, "In the journey of life, if you want to travel without fear, you must have the ticket of a

good conscience (良心)."

       It's a beautiful thing to see a people smiling! And it's even more beautiful to know that you are the

reason of a person's smiling!

1. When did the man pass by and change the blind boy's sign? [ ]

A. In the morning

B. At noon

C. In the afternoon

D. At night

2. Why did the second sign have a better effect? [ ]

A. It told the truth in a straight way.

B. It told the passing people a lie.

C. It told people to buy some tickets for the boy.

D. It told people to feel lucky for not being blind.

3. What do the first three paragraphs tell us? [ ]

A. No pains, no gains.

B. Different ways, different results.

C. The early bird catches the worm.

D. When the cat's away, the mice will play.

4. According to the last paragraph, the most beautiful thing is _____. [ ]

A. to know the reason of a person's smiling

B. to see a person smiling

C. to be the reason of a person's smiling

D. to be a person smiling

单项选择题 B1型题