问题 多项选择题

《证券法》第79条规定,禁止证券公司及其从业人员从事下列( )损害客户利益的欺诈行为。

A.违背客户的委托为其买卖证券

B.不在规定时间内向客户提供交易的书面确认文件

C.挪用客户所委托买卖的证券或者客户账户上的资金

D.未经客户的委托,擅自为客户买卖证券,或者假借客户的名义买卖证券

E.为牟取佣金收入,诱使客户进行的一切证券买卖

答案

参考答案:A,B,C,D

解析:证券公司及其从业人员的欺诈行为还包括:利用传播媒介或者通过其他方式提供、传播虚假或者误导投资者的信息;其他违背客户真实意思表示,损害客户利益的行为。
欺诈客户行为给客户造成损失的,行为人应当依法承担赔偿责任。

多项选择题
单项选择题

Randy Kraus was paralyzed. His left side was useless. But his right hand was (1) enough to lift a bucket to his forehead. Once, he’d been a police officer and owned a private-eye agency. Once, he’d been p and able. Now, he felt he was nothing.
His (2) started with Parkinson’s disease, but it didn’t (3) there. In July 2002, the 60 year old Kraus went into the hospital for an operation to control the shaking. (4) , during the operation, he had a stroke. He was paralyzed. The (5) man, who loved golf, could think, but couldn’t (6) . Kraus wanted the doctors to (7) it to him straight. "You may never walk again, " they told him. "Maybe you won’t (8) be able to talk. "
Once at home, he (9) he couldn’t lift a fork or take a drink by himself. Physical treatment was so painful and slow. What did he have to (10) for So now Kraus held the gun against his head. (11) the cold metal on his skin, he began to consider not his pain, but the pain he (12) cause his wife, daughters and grandchildren. He didn’t pull the trigger.
"You are where you are", his exercise physiologist, Andrew Garud told him. "The pace would be slow; the pain would be (13) . But as long as you are (14) , you have the ability to get better. " After three months of (15) with Garud, Kraus wanted to see if he could (16) . He could. Then he took three steps, sat down and cried like a baby. One step (17) to another. Next he managed a short walk. It was the hardest (18) of Kraus’s life.
Garud kept saying he could (19) more. Now, Kraus can brush his teeth, shave himself and get around the house with a walker. Little success only the paralyzed can (20) understand.

A.turned
B.pointed
C.led
D.stuck