问题 单项选择题

Kenneth, CFA, is a portfolio manager at A & B limited, if he suspects a colleague at his company of engaging in ongoing illegal activities, as according to the CFA Institute Standards of Professional Conduct, he is required to take all of the following actions EXCEPT:()

A. determine whether the conduct is, in fact, illegal.

B. disassociate himself from any illegal activity.

C. report the illegal violations to the appropriate governmental or regulatory organizations.

答案

参考答案:C

解析:

Standard Ⅰ (A) Knowledge of the law, Prohibition against participating or assisting in illegal and ethical violations. If Roberts suspects someone is planning or engaging in illegal activities, he should : (1) determine the legality of the activities, (2) disassociate himself from the illegal or unethical activity, and (3) urge his firm to attempt to persuade the perpetrator to stop. The CFA Institute Standards of Professional Conduct do not require that Roberts report such activities to the authorities, but the law might.

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