Roger Halpert, CFA, prepares a company research report in which he recommends a p "buy". He has been careful to ensure that his report complies with the CFA Institute Standard on research reports. According to CFA Institute Standards of Professional Conduct, which of the following statements about how Halpert can communicate the report is most correct()
A. Halpert can make his report in person, by telephone, or by computer on the Internet.
B. Halpert can transmit his report by computer on the Internet.
C. Halpert can make his report by telephone.
参考答案:A
解析:
A report can be made via any means of communication, including in -person recommendation, telephone conversation, media broadcast, and transmission by computer such as on the Internet, an analyst may exclude certain factors from research reports. Since the report will be delivered to clients with well - diversified portfolios, total risk is not as important as beta. Given that the total risk has been only commensurate with historical return, furthermore, then the analyst is not negligent by not mentioning it.