An analyst has been covering a particular firm for years. Recently, the analyst’s uncle died and left the analyst a sizable position in the firm’s stock. The analyst needs to:()
A. refuse to receive the stock in the first place.
B. sell the stock and donate the proceeds to a charitable organization.
C. disclose the ownership of the stock to his supervisor.
参考答案:C
解析:
The only thing the analyst needs to do is to disclose the ownership of the stock to his supervisor in accordance to Standard Ⅵ (A) , Disclosure of Conflicts. Refusing to receive the stock or selling the stock and donating the proceeds to a charity could be acceptable options, but they are not required.