问题
单项选择题
Karen Wilson, CFA, supervises eight junior analysts at Spartan Financial Services. Karen suspects that one of the analysts is violating Spartan’s personal investing policy. According to the Standards of Practice Handbook, Karen’s most appropriate initial action is to:（）
A. initiate an investigation.
B. notify her supervisor of the analyst’s suspected misconduct.
C. require the analyst to liquidate and close all personal accounts.
答案
参考答案：A
解析：
Once a supervisor learns that an employee has violated or may have violated the Code and Standards, the supervisor must promptly initiate an investigation to ascertain the extent of the wrongdoing.