An analyst working at an investment firm has a client that rents limousines. The client tells the analyst that as long as he is the client’s analyst, he can have free use of a limousine several times a year. The analyst needs to:()
A. inform his supervisor in writing of the offer if the analyst intends to accept the offer.
B. explicitly refuse such an offer.
C. do nothing since the offer is not linked to the performance of the client’s portfolio.
参考答案:A
解析:
Standard Ⅳ (B) requires that members disclose to their employer in writing all benefits that they receive in addition to their regular compensation for services they perform on behalf of their employer. They also need to get consent from their employer in writing. The written report to the employer should include the details of any written or oral agreement for extra compensation. The analyst does not have to refuse the offer.