问题
单项选择题
An analyst likes to trade options in her own account. She does not deem any of her client accounts suitable for option trading. When she finds a favorable options position, in accordance to Standard Ⅵ (B) , Priority of Transactions, she should :()
A. first tell her clients about it before acting herself.
B. act on it immediately on behalf of her clients then act on her behalf.
C. act on it on her own behalf as she sees fit.
答案
参考答案:C
解析:
This is not a violation of Standard Ⅵ ( B), Priority of Transactions, because the investment is not suitable for her clients, ff the analyst believes that none of her clients should trade options, she is not obligated to advise them in this instance.