问题
单项选择题
According to CFA Institute Standards of Professional Conduct, members should do all of the following to meet the compliance procedures for having a reasonable basis for recommendations, EXCEPT:()
A. distribute a detailed, written research report to clients with each recommendation.
B. analyze the client’s investment needs.
C. maintain files to support investment recommendations.
答案
参考答案:A
解析:
Standard Ⅴ (C) , Record Retention, requires that members maintain appropriate records to support the reasonableness of such recommendations or actions, but they are not required to distribute a research report with each recommendation.