问题 单项选择题

CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program. With respect to filing complaints concerning the professional conduct of a CFA Institute member, which of the following is TRUE()

A. Anyone can write the Standards and Policy Committee staff with a complaint concerning the conduct of any member.

B. Anyone can write the Professional Conduct Program staff with a complaint concerning the conduct of any member.

C. Only other members can write the Professional Conduct Program staff with a complaint concerning the conduct of another member.

答案

参考答案:B

解析:

This is from page ix of the Standards of Practice Handbook. Complaints may be filed by anyone and are to be written to the Professional Conduct Program staff.

选择题
单项选择题 A1/A2型题