问题 单项选择题

CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program. With respect to filing complaints concerning the professional conduct of a CFA Institute member, which of the following is TRUE()

A. Anyone can write the Standards and Policy Committee staff with a complaint concerning the conduct of any member.

B. Anyone can write the Professional Conduct Program staff with a complaint concerning the conduct of any member.

C. Only other members can write the Professional Conduct Program staff with a complaint concerning the conduct of another member.

答案

参考答案:B

解析:

This is from page ix of the Standards of Practice Handbook. Complaints may be filed by anyone and are to be written to the Professional Conduct Program staff.

判断题
单项选择题