CFA Institute does not impose fines. All of the other choices are possible sanctions. CFA Institute may suspend a candidate from further participation in the CFA program. With respect to filing complaints concerning the professional conduct of a CFA Institute member, which of the following is TRUE()
A. Anyone can write the Standards and Policy Committee staff with a complaint concerning the conduct of any member.
B. Anyone can write the Professional Conduct Program staff with a complaint concerning the conduct of any member.
C. Only other members can write the Professional Conduct Program staff with a complaint concerning the conduct of another member.
参考答案:B
解析:
This is from page ix of the Standards of Practice Handbook. Complaints may be filed by anyone and are to be written to the Professional Conduct Program staff.