问题 多项选择题

《证券法》规定,禁止证券公司及其从业人员从事(),损害客户利益的行为属于欺诈行为。

A.未经客户委托.擅自为客户买卖证券

B.传播、提供虚假或者误导投资者的信息

C.挪用公款进行大规模的证券买卖

D.不在规定的时间内向客户提供交易的书面确认文件

E.为牟取佣金收入.诱使客户进行不必要的证券买卖

答案

参考答案:A, B, D, E

解析:

《证券法》第79条规定,禁止证券公司及其从业人员从事下列损害客户利益的行为:违背客户的委托为其买卖证券;不在规定时间内向客户提供交易的书面确认文件;挪用客户所委托买卖的证券或者客户账户上的资金;未经客户的委托,擅自为客户买卖证券,或者假借客户的名义买卖证券;为牟取佣金收入,诱使客户进行不必要的证券买卖;利用传播媒介或者通过其他方式提供、传播虚假或者误导投资者的信息;其他违背客户真实意思表示,损害客户利益的行为。欺诈客户行为给客户造成损失的,行为人应当依法承担赔偿责任。C选项中,挪用公款买卖证券是证券法禁止的其他行为,不属于欺诈行为。

改错题

短文改错(共10题,每小题1分,满分10分)

此题要求改正所给短文的错误。对标有题号的每一行作出判断:如无错误,在该行右边横线上划一个勾(√);如有错误(每行只有一个错误),则按下列情况改正:

  该行多一个词:把多余的词用斜线(\)划掉,在该行右边横线上写出该词,并也用斜线划掉。

  该行缺一个词:在缺词处加一个漏字符号(^),在该行右边横线上写出该加的词。

  该行错一个词:在错的词下划一横线,在该行右边横线上写出改正后的词。

  注意:原行没有错的不要改。

Every morning John goes to work by trains. He always                      小题1:________

buys a newspaper, it helps to make the time pass more quickly.           小题2:________

One Thursday morning, he turned on the sports page. He wanted                小题3:________

to see the report about an important football match the night              小题4:________

before. The repot was such interesting that he forgot to get off           小题5:________

at his station. He didn’t know it when he saw the sea. He got               小题6:________

off at the next station, and have to wait long time for a train to 小题7:________

go back. Of course, he arrived very late at the office.                               小题8:________

His boss were very angry when John told him why he was late.             小题9:________

“Work is very more important than football!”                                             小题10:________

单项选择题