问题 多项选择题

赵某是某期货公司从业人员,在从业过程中,赵某为了发展业务,对其客户谎称另一期货从业人员经常出去赌钱,现在欠了很多赌债,千万不要把自己的期货交易委托给他管理。

根据以上信息,回答下列问题:

期货业协会在调查赵某的违规行为时,发现赵某曾经利用自己职务上的便利侵吞公司财产,已经构成了犯罪,对此,期货业协会应该()。

A.向中国证监会报告

B.移交司法机关追究刑事责任

C.直接对其进行刑事处罚

D.对其进行行政处罚后再移交司法机关处理

答案

参考答案:A, B

解析:

《期货从业人员执业行为准则》第四十一条规定,期货从业人员违反国家法律、法规的执业行为,超出协会自律管理范围的,协会应向中国证监会报告;构成犯罪的,由司法机关追究刑事责任。期货业协会不属于行政机关和司法机关或其授权机构,无权对期货从业人员的违法违规行为给予行政处罚或者刑事处罚,只能移交中国证监会和司法机关处理。

阅读理解

阅读理解。

                                                     Stingrays (黄貂鱼)

    Stingrays are pancake-shaped fish, and you'd never guess it: they're close cousins of sharks.The

smallest kinds are about the size of a dinner plate. But some 4-metre stingrays live in the waters near

Australia. About 170 different kinds of stingrays live in the oceans around the world. And some live

in freshwater too. In South America, a few kinds swim in the Amazon and other rivers that flow into

the Atlantic. One ocean kind, the Atlantic stingray, also

lives in the St. Johns River in Florida.                        

      A stingray has a mouth and nostrils(鼻孔) on the bottom of its body. These nostrils are for smelling,

not for breathing. When water flows into a stingray's nostrils, the fish may pick up the smells of creatures

it wants to eat. It can also find prey (牺牲者) by sensing the tiny amount of electricity that animals give

off. Slowly, slowly the fish hunts by moving along the ocean or river bottom. When it senses a worm,

clam, shrimp, or other creature, it flaps (拍打) its fins until the prey is uncovered. Then the fish lies down

over the prey, sucks it in, and crunches it with its small teeth. A stingray's flat shape helps it hide. It stirs

up a cloud of sand by flapping its big, flat fins. When the sand settles down over the fish, everything is

covered but its eyes, breathing holes, and sometimes its tail. Its tail gave the "sting" to a stingray's name.

When a stingray is attacked by an enemy, it whips its tail around. Then a sharp stinger releases a powerful poison into the enemy. When stingrays are on the ocean bottom, it's easy for a diver to step on one by

mistake. Then the fish usually stings the person in the ankle. The poison is very painful, and the wound

may hurt for a day or two. Worse yet, pieces of the stinger can break off and infect the ankle. But

stingrays don't chase after prey or people to sting them. In fact, divers can swim among friendly stingrays

without getting hurt.

1. Why did the author write the article "Stingrays"?

A. To tell readers an exciting story about the ocean.

B. To give readers facts about an interesting fish.

C. To warn readers about dangers in the ocean.

D. To teach readers how fish hunt their prey

2. It is easy for a diver to step on a stingray by mistake because stingrays ______.

A. are of many different sizes                

B. can cover themselves with sand

C. move slowly above the ocean floor        

D. live in freshwater as well as in oceans

3. Why does a stingray flap its fins when it feels prey?   

A. To smell the prey.

B. To escape from the prey.  

C. To find the prey.  

D. To frighten the prey.

4. How might a sting from a stingray become infected?   

A. Poison from the stinger gets into the wound.

B. Pieces of the stinger come loose in the wound.

C. Electricity from the stinger shocks the wound.

D. Fins beside the stinger throw sand into the wound.

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