The CFA Institute Standards of Practice Handbook requires CFA Institute members to do all the following EXCEPT:()
A. to inform employer, clients, and potential clients of benefits received for recommending products or services.
B. receive written permission from both their employer and outside clients to engage in investment consulting outside the firm.
C. to disclose in writing to the proper regulatory authority all observed violations of the securities laws and regulations.
参考答案:C
解析:
Members are not required to report violations of others to regulatory authorities, either verbally or in writing, but such reporting may be prudent.