Gloria, CFA, has been assigned by her employer to analyze Well Limited. Which of the following actions would most likely violate AIMR’s Standard Ⅲ (C), Disclosure of Conflicts to Employer Gloria does NOT report to her employer that:()
A. she owns three shares of Well Limited.
B. her mother owns 10 shares of Well Limited.
C. she is trustee of the Well Limited Foundation for Heart Research.
参考答案:C
解析:
Standard Ⅲ (C) Disclosure of Conflicts to Employer. Gloria should disclose to her employer all matters that could reasonably be expected to interfere with her ability to make unbiased and objective recommendations. Her service as a trustee of the Well Limited Foundation for Heart Research is most likely to be considered a conflict of interest with her responsibility to her employer.