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问题 多项选择题

风险是指损失发生的不确定性，这种不确定性包括（）三层含义。

A.损失发生与否不确定

B.发生时间不确定

C.发生地点不确定

D.损失的程度不确定

E.风险事件不确定

答案

参考答案：A, B, D

单项选择题

An asset manager, a CFA charterholder, manages small-cap portfolios for institutional clients. The manager is convinced, given the deteriorating economic conditions, that as a group, small-cap equities will underperform during the next 12 months. To preserve her client’s wealth, the manager buys large-cap equities that he believes are better positioned to weather the expected economic downturn. The manager provides complete disclosure of these trades to his clients after the purchase. Has the manager violated any CFA Institute Standards of Professional Conduct()

A. No.

B. Yes, relating to suitability.

C. Yes, relating to misconduct.
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判断题

全部停电的工作，没有涉及到触电情况下，工作负责人因为特殊情况，可暂时离开工作现场。
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