问题 单项选择题

Which of the following statements concerning Taylor’s and Sims’s conduct is TRUE()

A. Taylor is in violation of Standard Ⅱ (B) , but Sims is not in violation.

B. Both Taylor and Sims are in violation of Standard Ⅱ (B).

C. Neither Taylor nor Sims is in violation of Standard Ⅱ (B).

答案

参考答案:A

解析:

Taylor is in violation of Standard Ⅱ (B), Market Manipulation, by creating a scheme that caused others to trade on false information. Sims is not in violation of Standard Ⅱ (B). The Standard does not prohibit transactions conducted for tax purposes.

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