Will Lambert, CFA, is a financial analyst for Offshore Investments. He is preparing a purchase recommendation on Burch Corporation. According to CFA Institute Standards of Professional Conduct, which of the following statements about disclosure of conflicts is most correct Lambert would have to disclose that:()
A. His wife owns 2000 shares of Burch Corporation.
B. Offshore is an OTC market maker for Burch Corporation’s stock.
C. All of these choices require disclosure.
参考答案:C
解析:
Standard Ⅵ (A) requires that Members and Candidates fully disclose all matters which may impair their independence or objectivity or interfere with their duties to their employer, clients and prospects.