问题 单项选择题

For many years, John Berger, CFA, has been a mentor of Bob Chennings, a family friend, who just earned the CFA designation. Berger is the CEO of a firm that just hired Chennings, but the hiring was done at a lower level so Berger and Chennings have no direct contact in the daily operation of the firm. With respect to Standard Ⅳ (C), Responsibilities of Supervisors, Berger:()

A. must develop a set of written procedures to prevent violations derived from his mentoring Chennings.

B. must routinely evaluate Chennings’ performance.

C. assumes no extra responsibility with the hiring of Chennings.

答案

参考答案:C

解析:

As a CEO, Berger is responsible for reasonable procedures being in place for the entire firm. Since Berger is not the supervisor of Chennings, however, Berger assumes no extra responsibility upon his hiring.

单项选择题
问答题 简答题