According to AIMR Standards of Professional Conduct Standard, which of the following activities violates Standard Ⅳ(B), Priority of Transactions An analyst:()
A. buys shares for his personal account after all the firm’s clients have been informed and their trades completed.
B. buys stock for his own account on a personal instinct while not doing so for his clients.
C. makes trades for his firm’s account before handling the client trades.
参考答案:C
解析:
Standard Ⅳ (B) Priority of Transactions. Give clients and employers priority over your personal interest. Personal transactions include: 1. trades for your own account. 2, trades for your family’s account 3, trades for accounts in which you have a beneficial interest.