问题 单项选择题

According to the CFA Institute Standards of Professional Conduct, beneficial security ownership that might impair one’s professional judgment must be disclosed to all of the following EXCEPT:()

A. clients.

B. prospects.

C. fellow members employed at the same firm.

答案

参考答案:C

解析:

Standard Disclosure of Conflicts to Clients and Prospects: Members shall disclose to their clients and prospects all matters, including beneficial ownership of securities or other investments, that reasonably could be expected to impair the member’s ability to make unbiased and objective recommendations.

单项选择题
单项选择题