问题 单项选择题

《关于进一步规范私募基金管理人登记若干事项的公告》对私募基金管理人高管人员基金从业资格的要求的特点包括()。

Ⅰ.针对从事非私募证券投资基金业务的私募基金管理人的高管人员资质要求作出了差异化安排

Ⅱ.各类私募基金管理人的合规\风控负责人不得从事投资业务

Ⅲ.修改完善了以认定方式取得基金从业资格的方式,扩大了受认可的其他专业资格考试范围,但增列了通过基金从业资格考试科目一《基金法律法规、职业道德与业务规范》考试的附加要求

Ⅳ.要求私募基金管理人的高管人员每年度完成15学时的后续执业培训

A.Ⅰ、Ⅱ、Ⅲ

B.Ⅱ、Ⅲ、Ⅳ

C.Ⅰ、Ⅱ、Ⅳ

D.Ⅰ、Ⅱ、Ⅲ、Ⅳ

答案

参考答案:D

解析:

《关于进一步规范私募基金管理人登记若干事项的公告》对私募基金管理人高管人员基金从业资格的要求有以下特点:一是《公告》针对从事非私募证券投资基金业务的私募基金管理人的高管人员资质要求作出了差异化安排。二是各类私募基金管理人的合规\风控负责人不得从事投资业务。三是修改完善了以认定方式取得基金从业资格的方式,扩大了受认可的其他专业资格考试范围,但增列了通过基金从业资格考试科目一《基金法律法规、职业道德与业务规范》考试的附加要求。四是要求私募基金管理人的高管人员每年度完成15学时的后续执业培训。

阅读理解

Whether in the workplace or on the football field, effective teamwork can produce amazing results.However, working successfully as a team is not as easy as it may seem.Effective teamwork certainly does not just happen automatically; it take s a great deal of hard work and compromise.There are a number of factors that must be in place to make a good team.

Effective leadership is one of the most important components of good teamwork.The team’s leader should possess the skills to create and preserve a positive working environment and motivate and inspire the team members to take a positive approach to work and be highly committed.An effective team leader will promote a high level of spirit and make them feel supported and valued.

Communication is a vital factor of all interpersonal relationship and especially that of a team.Team member s must be able to articulate their feelings, express plans and goals, share ideas and see each other’s opinions.

Conflicts will arise no matter how well a team functions together.The best way to deal with conflicts is to have some organized methods of handling conflicts.Team members should be able to voice their concerns without fear of offending others.Instead of avoiding conflict issues, a hands-on approach that settles them quickly is much better.It is often advised that the team leader sit with the conflicting parties and help work out their differences without taking sides and trying to remain objective if possible.

The team leader must set a good example to create good teamwork.In order to keep team members positive and committed and motivated, the team leader herself / himself needs to show these qualities.The team turns to the leader for support and guidance.So any negative words or behaviors on the leader’s part can be disastrous.

Regardless of what type of work you are in, knowing how to effectively work on and with a team is going to be extremely important to your success and that of your team.

小题1:Effective leadership is important partly because ___________________.

A.it creates a positive working environment

B.it helps a leader to develop lots of skills

C.it makes a leader feel supported and valued

D.it depends on interpersonal relationship of a team小题2:The underlined word “articulate” probably means _________________.

A.hide

B.feel

C.plan

D.express小题3:When conflicts arise among team members, the team leader should ___________________.

A.worry about the team members

B.ignore the team members’ voices

C.work out their differences

D.try to avoid conflict issues小题4:Which is the best title for the passage?

A.Football And Teamwork

B.Communication And Teamwork

C.What Makes Effective Teamwork

D.How to Handle Conflicts in a Team

单项选择题