搜题请搜索小程序“爱下问搜题”
问题 单项选择题

消费者在面临众多的商品和服务提供者时，自主选择商品和服务的权利为（）

A、消费者公平交易权

B、消费者选择权

C、消费者损害赔偿请求权

D、消费者结社权

答案

参考答案：B

多项选择题

若该证券公司的从业人员在证券交易活动中，利用职务违反交易规则，给某客户带来损失，则应由谁来承担该损失责任( )。

A．由该从业人员

B．由该证券公司全部承担

C．由该从业人员和该证券公司连带承担

D．由该证券公司承担主要责任，该从业人员承担次要责任
查看答案
单项选择题

Monica Shore, CFA, is a highly regarded portfolio manager for Atlantic Investments (AI), a midsized mutual fund firm investing in domestic securities. She has watched the hedge fund boom and on numerous occasions suggested her firm create such a fund. Senior management has refused to commit resources to the area. Frustrated by the inaction, and attracted by the higher fees associated with hedge funds, Shore and several other employees use their spare time to create a hedge fund. Because AI management thinks that hedge funds are a fad, she does not inform her supervisor about the hedge fund. According to the Standards of Practice Book, Shore least likely violated the Standard relating to:（）

A. Disclosure of Conflicts.

B. Priority of Transactions.

C. Additional Compensation Arrangements.
查看答案