问题 单项选择题

下列选项中,说法不正确的是()。

A.改变招股说明书所列资金用途,必须经股东大会作出决议

B.证券业从业人员在执业过程中应当维护客户和其他相关方的合法利益,诚实守信.勤勉尽责.维护行业声誉

C.证券经纪人只能接受一家证券公司的委托,并应当专门代理证券公司从事客户招揽和客户服务等活动

D.证券业从业人员应保守国家秘密、所在机构的商业秘密、客户的商业秘密及个人隐私,直到离开所在机构后

答案

参考答案:D

解析:根据《证券法》第15条的规定,公司对公开发行股票所募集资金,必须按照招股说明书所列资金用途使用。改变招股说明书所列资金用途,必须经股东大会作出决议。擅自改变用途而未作纠正的,或者未经股东大会认可的,不得公开发行新股。故选项A正确。根据《证券业从业人员执业行为准则》第2条的规定,从业人员在执业过程中应当维护客户和其他相关方的合法利益,诚实守信,勤勉尽责,维护行业声誉。故选项B正确。根据《证券经纪人管理暂行规定》第4条的规定,证券经纪人只能接受一家证券公司的委托,并应当专门代理证券公司从事客户招揽和客户服务等活动。故选项C正确。根据《证券业从业人员执业行为准则》第5条的规定,从业人员应保守国家秘密、所在机构的商业秘密、客户的商业秘密及个人隐私,对客户服务结束或者离开所在机构后.仍应按照有关规定或合同约定承担上述保密义务。故选项D错误。

阅读理解

阅读理解。

     Twenty-first century humanity has mapped oceans and mountains, visited the moon, and surveyed the

planets. But for all the progress, people still don't know one another very well.

     That brings about Theodore Zeldin's "feast of conversations"- events where individuals pair with persons

they don't know for three hours of guided talk designed to get past "Where are you from?"

     Mr. Zeldin, an Oxford University professor, heads Oxford Muse, a 10-year-old foundation based on the

idea that what people need is not more information, but more inspiration and encouragement.

     The "feast" in London looks not at politics or events, but at how people have felt about work, relations

among the sexes, hopes and fears, enemies and authority, the shape of their lives. The "menu of conversation"

includes topics like," How have your priorities (优先考虑的事) changed over the years?" Or, "What have you

rebelled against in the past?"

     As participants gathered, Zeldin opened with a speech: that despite instant communications in a globalized

age, issues of the human heart remain. Many people are lonely, or in routines that discourage knowing the

depth of one another. "We are trapped in shallow conversations and the whole point now is to think, which is

sometimes painful," he says. "But thinking interaction is what separates us the from the other species, except

maybe dogs...who do have generations of human interactions."

     The main rules of the "feast": Don't pair with someone you know or ask questions you would not answer.

The only awkward moment came when the multi-racial crowd of young adults to seniors, in sun hats, ties and

dresses, looked to see whom they would be "intimate" with for hours. But 15 minutes later, everyone was

seated and talking, continuing full force until organizers interrupted them 180 minutes later.

     "It is encouraging to see the world is not just a place of oppression and distance from each other," Zeldin

summed up. "What we did is not ordinary, but it can't be madder than the world already is."

     Some said they felt "liberated" to talk on sensitive topics. Peter, from East London, said that "it might take

weeks or months to get to the level of interaction we suddenly opened up."

1. What can the "conversations" be best described as?

A. Deep and one-on-one.

B. Sensitive and mad.

C. Instant and inspiring.

D. Ordinary and encouraging.

2. In a "feast of conversations",participants ____.

A. pair freely with anyone they like

B. have a guided talk for a set period of time

C. ask questions they themselves would not answer

D. wear clothes reflecting multi-racial features.

3. In paragraph 6, "they would be 'intimate '" is closest in meaning to "_____".

A. they would have physical contact

B. they would have in-depth talks

C. they would be close friends

D. they would exchange basic information

4. From the passage, we can conclude that what Zeldin does is _____.

A. an attempt to promote thinking interaction

B. one of the maddest activities ever conducted

C. a try to liberate people from old-fashioned ideas

D. an effort to give people a chance of talking freely

单项选择题 A1型题