问题 单项选择题

Cabeb Smith works as an investment adviser and is a levei n candidate in the CFA program. Smith is found to have misrepresented his education background on his CFA program application. Sanctions imposed by the CFA Institute Professional Conduct Program most likely include:()

A. notification to Smith's current employer.

B. requiring Smith to pay a fine.

C. suspension or termination of Smith's candidacy in the CFA Program.

答案

参考答案:C

解析:

通知当前雇主和要求对违规者罚款并不是CFA协会的处罚方式。在CFA考试报名时提供虚假信息可能会造成暂停或终止其考生资格,这是CFA协会的处罚方式之一。

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