With respect to the Standards relating to preservation of confidentiality, which of the following statements is least accurate Members and candidates must keep information about all former current, and prospective clients confidential unless :()
A. the information concerns illegal activities on the part of the clients.
B. disclosure is required by firms' policies.
C. the clients permit disclosure of the information.
参考答案:B
解析:
本题考查的是客户的私密信息是否可以公开。教材中列举了可以披露的三种情况,一般符合披露要求的情况是:法律上要求公开(而不是公司政策);客户或潜在客户允许公开;客户行为中包含非法行为,同时外加接受CFA协会专业行为项目(PCP)的调查。