问题 单项选择题

With respect to the Standards of Professional Conduct relating to knowledge of the law, which of the following statements is most accurate Members and candidates:()

A. must become experts in compliance.

B. must have detailed knowledge on all the laws that could potentially govern the member's or candidate's activities.

C. must adjust their procedures and practices to remain in compliance as new requirements are updated.

答案

参考答案:C

解析:

对CFA协会会员和CFA考生并不要求其成为一名法律专家,也不需要他们对于所有对他或她的行为有管辖权的法律法规具备详细的知识,但是对于其专业行为所要求的知识必须保持警惕,同时当新的本地的、地区的和全球的要求更新时,会员、考生或他们的公司必须调整其操作流程和规范,以遵守相关规定。

单项选择题 A1型题
问答题 简答题