问题 单项选择题

According to the Standards of Practice Handbook, which of the following is most directly responsible for enforcement of the Code of Ethics and Professional Conduct Standards()

A. CFA Institute Disciplinary Review Committee.

B. CFA Institute member volunteers affiliated with disciplinary Review Committee.

C. CFA Institute Designated Officer.

答案

参考答案:A

解析:

CFA协会纪律审查委员会是负责伦理道德和专业行为标准具体实施的。专业行为项目(Professional Conduct Program)的授权官员(其实是CFA协会的员工)是对会员的违规行为进行调查的。CFA协会管理委员会是整体负责专业行为项目的。

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