Kristen Chandler, CFA, is an investment consultant in the Tokyo office of Dalton Securities, a major global investment consultant firm. Chandler is preparing to leave Dalton Securities to join a competing company. There is no non-compete agreement between Chandler and Dalton Securities. According to the Professional Conduct Standards,Chandler may:()
A. take a list of her own clients from Dalton Securities.
B. solicit clients of Dalton Securities after leaving but not take any record from Dalton Securities.
C. not contact clients of Dalton Securities for a period of 5 year after leaving.
参考答案:B
解析:
拿走公司的客户名单肯定违反专业行为标准,因为客户资料属于公司的财产,投资顾问不能带走公司的任何资料。当离开公司后,联系以前雇主的客户是可以的,因为没有签订过竞业禁止协议,所以并不一定要离开5年后才可以联系以前雇主的客户。