问题 单项选择题

Tom Wayne, CFA, is the investment manager of the Franklin City Employee Pension Plan. Wayne is a volunteer of CFA Institute and helps write CFA examination questions. Introduction materials of Franklin state: "Tom Wayne holds the CFA designation and has been appointed to assist in writing CFA examination questions. The honor puts him in the top tier of CFA charter holders. " Has Wayne violated the Professional Conduct Standards()

A. No.

B. Yes, relating to preservation of confidentiality.

C. Yes, relating to conduct as members and candidates in the CFA program.

答案

参考答案:C

解析:

CFA会员被禁止说自己是最优秀的CFA持证人或者能够带来更优越的投资表现等,否则会被视为违反了作为CFA会员或考生的责任。

默写题
单项选择题