问题 单项选择题

When the securities laws of a member's country of residence are stricter than those of a country where the member does business but less strict than the Professional Conduct Standards, the member is required to adhere to:()

A. the Professional Conduct Standards.

B. the laws of the country where the member does business.

C. the stricter of the laws of the country and the laws of the country where the member does business.

答案

参考答案:A

解析:

先确认工作地或居住地的法律法规是适合的法律法规,这一点要根据不同情况来具体分析。题目中,无论工作地或居住地的证券法规都比CFA协会的专业行为标准宽松,此时应该遵守更为严格的法规,所以需要遵守CFA协会的伦理道德和专业行为标准。

单项选择题
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