Jagdish Teja, CFA, is a buy-side analyst covering the furniture industry in a large investment management firm. She is invited to attend a conference call meeting with the top executives of a large furniture manufacturing company and four buy-side analysts. During the meeting, the CEO mentions that they have just calculated the company's earnings for the past quarter and they have unexpectedly and significantly dropped. The CFO adds that this drop will not be released to the public until next week. According to the Standards of Practice Handbook, Tejas' most appropriate initial course of action would be to:()
A. encourage the company to make the information public as soon as possible.
B. disclose the information to her firm's compliance department personnel.
C. disclose the information to five equally important sell-side analysts so that the information is distributed in an equitable manner.
参考答案:A
解析:
当知道重大非公开信息时,首先应该鼓励公司尽快将此信息公开,如果公开信息未能取得成功,可以将此信息告知公司法律或者合规部门以决定如何处理,这是推荐的做法,但在这里并不是最合适的。