证券交易过程中，损害客户利益的欺诈行为有( )。 A．挪用客_爱下问搜题

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问题多项选择题

证券交易过程中，损害客户利益的欺诈行为有( )。

A．挪用客户委托买卖的证券或者客户账户上的资金

B．违背客户的委托为其买卖证券

C．以自己为交易对象，进行不转移所有权的自买自卖，影响证券交易价格或证券交易量

D．不在规定时间内向客户提供交易的书面确认文件

答案

参考答案：A,B,D

解析：本题考查证券交易中损害客户利益的欺诈行为种类。根据《证券法》第79条规定，“禁止证券公司及其从业人员从事下列损害客户利益的欺诈行为：(一) 违背客户的委托为，其买卖证券；(二) 不在规定时间内向客户提供交易的书面确认文件；(三) 挪用客户所委托买卖的证券或者客户账户上的资金；(四) 未经客户的委托，擅自为客户买卖证券，或者假借客户的名义买卖证券；(五) 为牟取佣金收入，诱使客户进行不必要的证券买卖；(六) 利用传播媒介或者通过其他方式提供、传播虚假或者误导投资者的信息；(七) 其他违背客户真实意思表示，损害客户利益的行为。欺诈客户行为给客户造成损失的，行为人应当依法承担赔偿责任。”

完形填空

“Sixteen,” I said. I have forgotten the math question my second-grade teacher, Joyce Cooper, asked that day, but I will never forget my   36  . As soon as the number left my mouth, the whole class started 37  . I felt like the   38  person in the world..
Mrs. Cooper fixed them with a firm look. Then she said: “We’re all here to 39 .”
Once Mrs. Cooper asked us to write a 40 about what we hoped to do in the future. I wrote: “I want to be a 41 like Mrs. Cooper.
She wrote on my report, “You would 42 an outstanding teacher 43  you are determined and you try hard.” I was to carry those 44 in my heart for the 27 years.
After I graduated from high school, I got married and had children.
We needed every penny just to 45 . College and teaching were out of the question.
Then one day I thought of my 46 of how I wanted to help children. I talked it over with my family and 47  to attend college classes in the 48 before work. And when I got home from work, I would 49 . Finally, after seven years, my dream had been realized and I became a teacher.
Not long after I started 50 , something happened that brought the 51 rushing back to me. I had written a sentence with grammatical errors on the blackboard. Then I asked students to come and 52 the mistakes.
One girl got halfway through, became 53 and stopped. As the other children laughed, 54 rolled down her cheeks. I gave her a hug and told her to have a drink of water. Then, remembering Mrs. Cooper, I fixed 55 of the class with a firm look. “We are all here to learn,” I said.

C．least amusing

D．most important

单项选择题

关于远期汇率决定和变动的汇率学说是( )。

A．汇兑心理说
B．利率平价说
C．资产市场说
D．国际借贷说