问题 单项选择题

下列说法正确的是:

A.发行人申请公开发行股票并依法采取承销方式的,应当聘请具有保荐资格的机构担任保荐人

B.公开发行证券的发行人所发行的证券由国务院证券监督管理机构指定的证券公司承销

C.股票发行采用代销方式,代销期限届满,向投资者出售的股票数量未达到拟公开发行股票数量百分之七十五的,为发行失败

D.股票发行采取溢价发行的,其发行价格由发行人与承销的证券公司协商确定,并经国务院证券管理部门批准

答案

参考答案:A

解析:[测试点] 证券发行。 根据《证券法》第11条规定:发行人申请公开发行股票、可转换为股票的公司债券,依法采取承销方式的,或者公开发行法律、行政法规规定实行保荐制度的其他证券的,应当聘请具有保荐资格的机构担任保荐人。因此,选项A说法正确。 第29条规定,公开发行证券的发行人有权依法自主选择承销的证券公司。证券公司不得以不正当竞争手段招揽证券承销业务。所以选项B错误。 第35条规定,股票发行采用代销方式,代销期限届满,向投资者出售的股票数量未达到拟公开发行股票数量百分之七十的,为发行失败。发行人应当按照发行价并加算银行同期存款利息返还股票认购入。因此选项C错误。 第34条规定,股票发行采取溢价发行的,其发行价格由发行人与承销的证券公司协商确定。其价格不需要再经过批准。因此选项D错误。

单项选择题 共用题干题
完形填空

完形填空(共15小题; 每小题1分, 满分15分)   

阅读下面短文,从短文后各题所给的四个选项(A、B、C和D)中,选出可以填入空白处的最佳选项。

Nearly twenty years has passed, I still remember my favourite professor, James Sehwartz. And almost all his students are his friends, and almost all his students know his life story.

When James was a teenager, his father   36  him to a fur (毛皮)factory where he worked . This was during the Great Depression(大萧条). The   37  was to get James a job.

He entered the factory, and immediately felt as if the walls had closed in around him. The room was dark and hot, the windows covered with dust, and the   38  were packed tightly together, running like trains. The fur hairs were flying,   39  the air thicker, and the workers, sewing the pieces of fur together, were bent over their needles   40  the boss marched up and down the rows, shouting and forcing them to go faster. James could hardly   41  . He stood next to his father, frozen with fear, hoping the boss wouldn’t   42  at him, either.

During lunch break, his father took James to the boss and pushed him in front of him,   43 if there was any work for his son. But unfortunately, the answer was “no”, because at that time no one would__44___ it up once he takes a job.

However, for James, it was a blessing(福气) . He hated the place. He made a(an)   45  that  he would never do any work that brought   46  to someone else, and that he would never allow himself to  47  money from others who would lose their jobs for him.

“What will you do?” his mother , Eva , would ask him.

“I don’t know,” he would say. He ruled out(排除)law, because he didn’t like  48  , and he ruled out medicine , because he couldn’t take the    49 of blood.

  50__, my best professor became a teacher, he thought it was the job not to hurt anybody.

36.A.sent          B.took            C.carried        D.admitted

37.A.situation     B.condition       C.  aim           D.way

38.A.goods         B.workers         C.machines        D.vehicles

39.A.making        B.sending         C.taking          D.breaking

40.A.as            B.after           C.if             D.though

41.A.breathe       B.see             C.walk            D.hear

42.A.attack        B.laugh           C.rush            D.shout

43.A.doubting      B.questioning     C.asking          D.begging

44.A.pick          B. give           C. come          D. turn

45.A.request       B.promise         C.plan            D.arrangement

46.A.harm          B.injury          C.damage          D.convenience

47.A.pay           B.save            C.earn            D.let

48.A.police        B.lawyers         C.doctors         D.government

49.A.sight         B.feel            C.sense           D.scenery

50.A.Generally     B.Possibly        C.Eventually      D.Basically