问题
单项选择题
Vida Knauss, CFA, manages the portfolios of a number of high-net-worth individuals. Which of the following most likely violates the Standards of Professional Conduct relating to suitability when :()
A. Knauss evaluates the investment in the context of the individual characteristics of the investment alone.
B. Knauss evaluates whether the investment is suitable for the client's investment policy statement.
C. Knauss evaluates the investment in the context of the client's total portfolio of investments.
答案
参考答案:A
解析:
评估投资是否适合应该以投资组合的范围来评估,同时应该评估投资是否符合客户的需要和目的,这些都是反映适合性的。但评估投资不能以该单个投资的特征来评估,而需要有投资组合的概念。