问题 单项选择题

Which of the following is not a recommended procedure for compliance with the Standards of Professional Conduct relating to material nonpublic information()

A. Conduct appropriate interdepartmental communications.

B. Establish Proprietary trading procedures.

C. Avoid public dissemination of material nonpublic information.

答案

参考答案:C

解析:

执行部门之间恰当的沟通和建立做市商交易流程都是CFA协会推荐的避免违反重大的非公开信息规定的做法,因为投资银行部门以及做市商都有可能接触到重大的非公开信息。如果会员或考生确认有重大的非公开信息,则会员或考生应该作出合理的努力以实现该信息的公开发布,而不是避免发布。

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