问题 单项选择题

Bob Wade, CFA, is the chief investment officer of his state's retirement fund in Smith Capital. One day, Wade receives a non-cash gift from Michael Papis who is a client of Wade. According to the Standards of Professional Conduct relating to independence and objectivity, which of the following statements is most accurate Wade must:()

A. decline the gift from Papis.

B. disclose the gift to Smith Capital.

C. disclose the gift to both Smith Capital and other clients of Wade.

答案

参考答案:B

解析:

任何情况下,会员或考生都需要向雇主披露所接受的礼物,无论所接受的礼物是否为现金。需要说明的是,会员和考生是允许接受礼物的,只要向雇主披露即可,所以不需要拒绝来自客户的礼物。

单项选择题
单项选择题